Modeling Hydraulic Fracturing and Blow-Out Failure of Tunnel Face During Shield Tunneling in Soft Soils

Abstract

A common conflict of objectives for shield tunneling is to provide sufficient support pressure to maintain the stability of the tunnel face while avoiding blow-out of the tunnel face. Slurry-induced hydraulic fracturing, which is an important cause of blow-out failure in slurry-type shield tunneling, is investigated in this study. A fracture initiation mechanism for soft soils is developed and the fracturing pressure is described using a combined shear and tensile failure criteria within the cavity expansion theory framework. A slurry-induced fracture propagation model, coupled with the fracture initiation mechanism, is then proposed for predicting the fracture length and growth rate in front of tunnel face. The model is successfully applied to test data from the literature, and used in a parametric analysis. The results show that a fracture may easily extend to the ground surface when tunneling in ground with low strength parameters or shallow depth, and hydraulic fracture can be mitigated by using a high-density slurry. Finally, some design charts are provided to guide engineers in selecting a reasonable range of slurry pressure during shield tunneling, thus mitigating the risks of blow-out as well as maintaining face stability.